Rule 606 Reports

These quarterly reports have been prepared pursuant to U.S. Securities and Exchange Commission Rule 606.

SEC 11Ac1-6/606 Filings

Select which one you would like to see:

J.P. Morgan

Tag Audit – J.P. Morgan

PERSHING LLC

For Most Recent Quarter 

Consolidated Reporting for Pension Financial Services, Inc.
and Apex Clearing Corp

For Quarter Ending June 2013
For Quarter Ending September 2013
For Quarter Ending December 2013
For Quarter Ending March 2014

On Point Executions

For Quarter Ending December 2012
For Quarter Ending March 2013
For Quarter Ending June 2013